Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-23T06:01:04-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28639.htmlNotice - In the Matter of Customer Sports, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), Sportsprize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp.; Order of Suspension of Trading2009-11-30T00:00:00-08:002009-11-30T00:00:00-08:00E9-28639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28639.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28560.htmlNotice - Members Mutual Funds, et al.; Notice of Application2009-11-30T00:00:00-08:002009-11-30T00:00:00-08:00E9-28560Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28560.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28535.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules 5.17 and 6.82009-11-30T00:00:00-08:002009-11-30T00:00:00-08:00E9-28535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28535.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28519.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rules 904 and 904C2009-11-30T00:00:00-08:002009-11-30T00:00:00-08:00E9-28519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28519.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28472.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Section 1(c) of Schedule A to the FINRA By-Laws To Amend the Personnel Assessment and Gross Income Assessment2009-11-30T00:00:00-08:002009-11-30T00:00:00-08:00E9-28472Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28472.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28471.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the $1.00 Strike Program To Allow Low-Strike LEAPS on the Boston Options Exchange Facility2009-11-30T00:00:00-08:002009-11-30T00:00:00-08:00E9-28471Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28471.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28470.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Increase the Ceiling on Its Equity Ownership Interest in BIDS Holdings L.P. to Less Than 10%2009-11-30T00:00:00-08:002009-11-30T00:00:00-08:00E9-28470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28470.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28353.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28353.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28352.htmlNotice - Pioneer Floating Rate Trust and Pioneer High Income Trust; Notice of Application2009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28352.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28351.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1.00 Strike Program to Allow Low-Strike LEAPS2009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28351Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28351.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28350.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or March 30, 20102009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28350Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28350.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28349.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the $1.00 Strike Program To Allow Low-Strike LEAPS2009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28349Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28349.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28348.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or March 30, 20102009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28348.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28239.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Amendment to Board Rules Relating to Inspections2009-11-25T00:00:00-08:002009-11-25T00:00:00-08:00E9-28239Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-25/pdf/E9-28239.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28228.htmlNotice - Proposed Collection; Comment Request2009-11-25T00:00:00-08:002009-11-25T00:00:00-08:00E9-28228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-25/pdf/E9-28228.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28227.htmlNotice - Proposed Collection; Comment Request2009-11-25T00:00:00-08:002009-11-25T00:00:00-08:00E9-28227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-25/pdf/E9-28227.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28226.htmlNotice - Proposed Collection; Comment Request2009-11-25T00:00:00-08:002009-11-25T00:00:00-08:00E9-28226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-25/pdf/E9-28226.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28225.htmlNotice - Proposed Collection; Comment Request2009-11-25T00:00:00-08:002009-11-25T00:00:00-08:00E9-28225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-25/pdf/E9-28225.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28224.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the FINRA Rule 9550 Series (Expedited Proceedings)2009-11-25T00:00:00-08:002009-11-25T00:00:00-08:00E9-28224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-25/pdf/E9-28224.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/25/E9-28197.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 7.252009-11-25T00:00:00-08:002009-11-25T00:00:00-08:00E9-28197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-25/pdf/E9-28197.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28196.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the U.S. Exchange Holdings, Inc. Corporate Documents and International Securities Exchange Trust Agreement in Connection With the Form 1 Applications of EDGA Exchange, Inc. and EDGX Exchange, Inc.2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28196.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28164.htmlNotice - Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28164.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28120.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of New Rule A-16, on Examination Fees2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28120.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28119.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Equities Rule 5.2(j)(3)2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28119.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28118.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28118.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28100.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28100.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28099.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28099Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28099.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28098.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program To Expose All-Or-None Orders Until December 31, 20092009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28098Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28098.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28096.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Foreign Currency Options2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28096Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28096.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28095.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Restated Certificate of Incorporation of the NASDAQ OMX Group, Inc.2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28095.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28094.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc.2009-11-24T00:00:00-08:002009-11-24T00:00:00-08:00E9-28094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28094.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28125.htmlNotice - Sunshine Act Meeting2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-28125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28125.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28101.htmlNotice - Joint Order To Exclude Indexes Composed of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 19342009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-28101Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28101.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28023.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Revise the Minimum Eligibility Criteria for Common Stock Loaned Through Stock Loan Programs and Deposited as Margin Collateral2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-28023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28023.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28000.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment Nos. 1, 2, 3, and 4 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4, Relating to Historic TRACE Data2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-28000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28000.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27999.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Closing Settlement Value for the Brazilian Real2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-27999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27999.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27998.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That Companies Provide Nasdaq With at Least Ten Minutes Prior Notification When Releasing Material Information and Eliminate a Potential Inconsistency With Commission Guidance on the Use of Company Websites To Satisfy Public Disclosure Requirements2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-27998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27998.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27997.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Availability of Information Pursuant to FINRA Rule 8312 (FINRA BrokerCheck Disclosure)2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-27997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27997.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27994.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Restructuring of Quotation Collection and Dissemination for OTC Equity Securities2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-27994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27994.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27993.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-27993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27993.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27951.htmlProposed Rule - Regulation of Non-Public Trading Interest2009-11-23T00:00:00-08:002009-11-23T00:00:00-08:00E9-27951Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27951.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/19/E9-27892.htmlNotice - In the Matter of: Apponline.Com, Inc.; Condor Gold Corp.; EPL Technologies, Inc.; General Credit Corp.; Integra, Inc.; Integrated Health Services, Inc.; Log On America, Inc.; Matlack Systems, Inc.; Pixtech, Inc.; and Virtual Communities, Inc.; Order of Suspension of Trading2009-11-19T00:00:00-08:002009-11-19T00:00:00-08:00E9-27892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-19/pdf/E9-27892.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/19/E9-27749.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposal To Codify Certain Provisions of the Options Listing Procedures Plan Into CBOE's Rules2009-11-19T00:00:00-08:002009-11-19T00:00:00-08:00E9-27749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-19/pdf/E9-27749.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/19/E9-27748.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $1 Strike Price Intervals Below $200 for Options on the KBW Bank Index (BKX)2009-11-19T00:00:00-08:002009-11-19T00:00:00-08:00E9-27748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-19/pdf/E9-27748.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/19/E9-27747.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Rules Related to Nasdaq's PORTAL Market2009-11-19T00:00:00-08:002009-11-19T00:00:00-08:00E9-27747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-19/pdf/E9-27747.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/19/E9-27746.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Extend the Pilot Program and Reduce Fees for NASDAQ Last Sale Data Feeds and To Make a Technical Correction to NASDAQ Rule 70392009-11-19T00:00:00-08:002009-11-19T00:00:00-08:00E9-27746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-19/pdf/E9-27746.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/19/E9-27745.htmlNotice - Consolidated Tape Association; Notice of Filing of the Thirteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan2009-11-19T00:00:00-08:002009-11-19T00:00:00-08:00E9-27745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-19/pdf/E9-27745.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/19/E9-27738.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Effective Date of Rules and Forms Related to Annual and Special Reporting by Registered Firms and Succession to the Registration Status of a Predecessor Firm2009-11-19T00:00:00-08:002009-11-19T00:00:00-08:00E9-27738Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-19/pdf/E9-27738.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27609.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 36-NYSE Amex Equities To Conform With Proposed Amendments to Corresponding NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas2009-11-18T00:00:00-08:002009-11-18T00:00:00-08:00E9-27609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-18/pdf/E9-27609.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27608.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas2009-11-18T00:00:00-08:002009-11-18T00:00:00-08:00E9-27608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-18/pdf/E9-27608.pdf