Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/23?limit=200&registers=between&mode=atom 2024-05-23T02:49:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28125.html Notice - Sunshine Act Meeting 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-28125 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28125.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28101.html Notice - Joint Order To Exclude Indexes Composed of Certain Index Options From the Definition of Narrow-Based Security Index Pursuant to Section 1a(25)(B)(vi) of the Commodity Exchange Act and Section 3(a)(55)(C)(vi) of the Securities Exchange Act of 1934 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-28101 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28101.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28023.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Revise the Minimum Eligibility Criteria for Common Stock Loaned Through Stock Loan Programs and Deposited as Margin Collateral 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-28023 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28023.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-28000.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment Nos. 1, 2, 3, and 4 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4, Relating to Historic TRACE Data 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-28000 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-28000.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27999.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Closing Settlement Value for the Brazilian Real 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-27999 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27999.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27998.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That Companies Provide Nasdaq With at Least Ten Minutes Prior Notification When Releasing Material Information and Eliminate a Potential Inconsistency With Commission Guidance on the Use of Company Websites To Satisfy Public Disclosure Requirements 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-27998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27998.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27997.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Availability of Information Pursuant to FINRA Rule 8312 (FINRA BrokerCheck Disclosure) 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-27997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27997.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27994.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Restructuring of Quotation Collection and Dissemination for OTC Equity Securities 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-27994 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27994.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27993.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-27993 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27993.pdf https://regulations.justia.com/regulations/fedreg/2009/11/23/E9-27951.html Proposed Rule - Regulation of Non-Public Trading Interest 2009-11-23T00:00:00-08:00 2009-11-23T00:00:00-08:00 E9-27951 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-23/pdf/E9-27951.pdf