<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/18?registers=between Thu, 23 May 2024 00:19:54 -0700 Thu, 23 May 2024 00:19:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/18?registers=between Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 36-NYSE Amex Equities To Conform With Proposed Amendments to Corresponding NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27609.html https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27609.html Wed, 18 Nov 2009 00:00:00 -0800 E9-27609 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-18/pdf/E9-27609.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 36 To Permit the Use of Personal Portable or Wireless Communication Devices Off the Exchange Trading Floor and Outside Other Restricted Access Areas https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27608.html https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27608.html Wed, 18 Nov 2009 00:00:00 -0800 E9-27608 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-18/pdf/E9-27608.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27607.html https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27607.html Wed, 18 Nov 2009 00:00:00 -0800 E9-27607 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-18/pdf/E9-27607.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposal To Permit $1 Strikes for RMN Options https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27606.html https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27606.html Wed, 18 Nov 2009 00:00:00 -0800 E9-27606 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-18/pdf/E9-27606.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the Grail American Beacon International Equity ETF https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27604.html https://regulations.justia.com/regulations/fedreg/2009/11/18/E9-27604.html Wed, 18 Nov 2009 00:00:00 -0800 E9-27604 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-18/pdf/E9-27604.pdf