Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/13?limit=200&registers=between&mode=atom 2024-05-23T05:53:25-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27264.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27264 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27264.pdf https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27260.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27260 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27260.pdf https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27259.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27259 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27259.pdf https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27257.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Clarify Specialist Obligations 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27257 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27257.pdf https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27256.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27256 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27256.pdf https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27255.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27255 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27255.pdf https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27254.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27254 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27254.pdf https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27253.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule 2009-11-13T00:00:00-08:00 2009-11-13T00:00:00-08:00 E9-27253 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27253.pdf