<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/09?registers=between Sun, 13 Apr 2025 07:34:07 -0700 Sun, 13 Apr 2025 07:34:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-27026.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-27026.html Mon, 09 Nov 2009 00:00:00 -0800 E9-27026 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-27026.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26885.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26885.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26885 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26885.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26884.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26884.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26884 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26884.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26883.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26883.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26883 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26883.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26882.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26882.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26882 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26882.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 62 To Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26881.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26881.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26881 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26881.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26880.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26880.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26880 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26880.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26879.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26879.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26879 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26879.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Its Rebates Paid to Supplemental Liquidity Providers https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26878.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26878.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26878 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26878.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend the Pilot Program in Relation to Certain of Its Continued Listing Standards https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26877.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26877.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26877 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26877.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Time at Which CBSX Opens for Trading From 8:15 a.m. Central Time to 8 a.m. Central Time https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26876.html https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26876.html Mon, 09 Nov 2009 00:00:00 -0800 E9-26876 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26876.pdf