Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/09?limit=200&registers=between&mode=atom 2024-05-23T01:08:07-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-27026.html Notice - Sunshine Act Meeting 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-27026 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-27026.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26885.html Notice - Proposed Collection; Comment Request 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26885 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26885.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26884.html Notice - Proposed Collection; Comment Request 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26884 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26884.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26883.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26883 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26883.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26882.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Exchange Rule 62 to Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26882 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26882.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26881.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 62 To Support Quoting and Trading in a Minimum Price Variation Below $.01 for Securities Traded on the Exchange for Orders or Interest Priced Below $1.00 Per Share 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26881 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26881.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26880.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26880 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26880.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26879.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26879 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26879.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26878.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Its Rebates Paid to Supplemental Liquidity Providers 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26878 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26878.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26877.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend the Pilot Program in Relation to Certain of Its Continued Listing Standards 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26877 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26877.pdf https://regulations.justia.com/regulations/fedreg/2009/11/09/E9-26876.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Time at Which CBSX Opens for Trading From 8:15 a.m. Central Time to 8 a.m. Central Time 2009-11-09T00:00:00-08:00 2009-11-09T00:00:00-08:00 E9-26876 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-09/pdf/E9-26876.pdf