<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/03?registers=between Thu, 24 Apr 2025 08:01:03 -0700 Thu, 24 Apr 2025 08:01:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/03?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to $1 Strikes for KBW Bank Index Options (BKX) https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26403.html https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26403.html Tue, 03 Nov 2009 00:00:00 -0800 E9-26403 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26403.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Order Approving Proposed Rule Change Relating to Municipal Bonds Redemption Process https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26360.html https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26360.html Tue, 03 Nov 2009 00:00:00 -0800 E9-26360 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26360.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 in Order To Update d-Quote Functionality and Provide for e-Quotes To Peg to the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26359.html https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26359.html Tue, 03 Nov 2009 00:00:00 -0800 E9-26359 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26359.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 in Order To Update d-Quote Functionality and Provide for e-Quotes To Peg to the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26358.html https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26358.html Tue, 03 Nov 2009 00:00:00 -0800 E9-26358 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26358.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of and Expand the Penny Pilot Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26357.html https://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26357.html Tue, 03 Nov 2009 00:00:00 -0800 E9-26357 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26357.pdf