<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/02?registers=between Sun, 19 May 2024 22:42:42 -0700 Sun, 19 May 2024 22:42:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/11/02?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit Listing Option Series That Are Restricted to Closing Transactions if Such Series Are Listed and Restricted to Closing Transactions on Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26255.html https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26255.html Mon, 02 Nov 2009 00:00:00 -0800 E9-26255 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26255.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules 12100, 12506, and 12902 of the Code of Arbitration Procedure for Customer Disputes and Rule 13100 of the Code of Arbitration Procedure for Industry Disputes To Implement Conforming Changes https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26254.html https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26254.html Mon, 02 Nov 2009 00:00:00 -0800 E9-26254 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26254.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Expansion and Extension of the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26253.html https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26253.html Mon, 02 Nov 2009 00:00:00 -0800 E9-26253 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26253.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Expansion and Extension of the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26252.html https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26252.html Mon, 02 Nov 2009 00:00:00 -0800 E9-26252 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26252.pdf