<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/10/09?registers=between Wed, 18 Dec 2024 04:22:49 -0800 Wed, 18 Dec 2024 04:22:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/10/09?registers=between Proposed Rule - References to Ratings of Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24365.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24365.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24365 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24365.pdf Rule - References to Ratings of Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24364.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24364.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24364 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24364.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24358.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24358.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24358 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24358.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24357.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24357.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24357 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24357.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist and Registered Options Traders Allocation and Assignment Rules https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24356.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24356.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24356 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24356.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Options Specialist Commission Charges https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24355.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24355.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24355 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24355.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-13, on Underwriting Assessments and Rule G-32, on Disclosures in Connection With Primary Offerings https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24354.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24354.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24354 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24354.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Grail American Beacon International Equity ETF https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24353.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24353.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24353.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Specialist Fee Credit Pilot Program https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24352.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24352.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24352.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Activity Assessment Fees https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24351.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24351.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24351.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fees for Certain Insurance and Retirement Processing Services https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24350.html https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24350.html Fri, 09 Oct 2009 00:00:00 -0700 E9-24350 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24350.pdf