<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/10/07?registers=between Wed, 18 Dec 2024 03:54:15 -0800 Wed, 18 Dec 2024 03:54:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/10/07?registers=between Notice - SpongeTech Delivery Systems, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24257.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24257.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24257 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24257.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24133.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24133.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24133 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24133.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 103B to: (1) Codify the Exchange's Existing Practice That Renders Designated Market Marker Units Ineligible To Interview for Securities That Are Directly Related to the Performance or Credit of Any of the DMM's Affiliated Entities; (2) Define “Related Security” for Purposes of NYSE Rule 103B; (3) Provide That all Related Securities Listed Under Section 703.19 of the Exchange's Listed Company Manual Will Be Automatically Assigned to the Designated Market Maker Unit; (4) Define Repackaged Security for Purposes of NYSE Rule 103B, and Provide That Repackaged Securities are Allocated Through the Allocation Process Pursuant to NYSE Rule 103B https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24085.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24085.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24085 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24085.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or November 30, 2009 https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24084.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24084.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24084 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24084.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of Its New Market Model Pilot and Supplemental Liquidity Providers Pilot, Until the Earlier of Securities and Exchange Commission Approval to Make Such Pilots Permanent or November 30, 2009 https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24083.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24083.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24083 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24083.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Fees and Rebates in Various Trading Sessions https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24082.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24082.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24082 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24082.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24081.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24081.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24081 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24081.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders from Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24080.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24080.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24080 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24080.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend the $1 Strike Program To Allow Low-Strike LEAPS https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24079.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24079.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24079 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24079.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Preferred Market Makers https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24078.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-24078.html Wed, 07 Oct 2009 00:00:00 -0700 E9-24078 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-24078.pdf