Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/10/01?limit=200&registers=between&mode=atom 2024-12-18T04:04:48-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23805.html Notice - In the Matter of Consumers Financial Corporation; Order of Suspension of Trading 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23805 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23805.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23730.html Notice - Ridgewood Capital Energy Growth Fund, LLC, et al. 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23730 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23730.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23701.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23701 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23701.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23699.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend to November 30, 2010, the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23699 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23699.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23698.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Commentary .04 to Rule 6.4 Series of Options Open for Trading 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23698 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23698.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23669.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23669 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23669.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23626.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating To Listing Four Grail Advisors RP Exchange-Traded Funds 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23626 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23626.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23625.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan) 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23625 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23625.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23624.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Related to Market-Maker and Specialist Orders 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23624 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23624.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23623.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Payment Order System for Premium Payment Orders 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23623 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23623.pdf https://regulations.justia.com/regulations/fedreg/2009/10/01/E9-23622.html Notice - Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Sections 5 and 6 of the Exchange Act for Broker-Dealers and Exchanges Effecting Transactions in Credit Default Swaps 2009-10-01T00:00:00-07:00 2009-10-01T00:00:00-07:00 E9-23622 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-01/pdf/E9-23622.pdf