Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/25?limit=200&registers=between&mode=atom 2024-05-23T11:20:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23373.html Notice - Sunshine Act Meeting 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23373 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23373.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23297.html Notice - Genova Biotherapeutics Inc.; Order of Suspension of Trading 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23297 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23297.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23295.html Notice - AEI Transportation Holdings, Inc.; The Alcar Chemicals Group, Inc.; China Adnet Enterprises Inc.; Innolife Pharma, Inc.; KSW Industries, Inc.; Level Vision Electronics, Ltd.; Life Exchange, Inc.; Lotta Coal, Inc.; Magellan Energy Ltd.; Marinas International, Inc.; Microlink Solutions, Inc.; UDS Group, Inc.; United Environmental Energy Corp.; Uptrend Corp.; VShield Software Corp.; World Hockey Association Corp.; WW Energy, Inc.; Order of Suspension of Trading 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23295 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23295.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23163.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of an Interpretive Notice Regarding MSRB Rule G-15(a), on Customer Confirmations 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23163 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23163.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23148.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Adopt FINRA Rule 2264 (Margin Disclosure Statement) in the Consolidated FINRA Rulebook 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23148 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23148.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23147.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and To Modify Related Rules 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23147 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23147.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23146.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23146 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23146.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23113.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading At or Below $3.00 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23113 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23113.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23111.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23111 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23111.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23098.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23098 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23098.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23097.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Maximum Number of Quoters (“MNQ”) Permitted To Be Assigned in Equity Options 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23097 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23097.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23096.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Exchange's By-Laws, Regulatory Oversight Committee and Referee Program 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23096 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23096.pdf