Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/22?limit=200&registers=between&mode=atom 2024-12-18T07:01:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22734.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 22, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction 2009-09-22T00:00:00-07:00 2009-09-22T00:00:00-07:00 E9-22734 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22734.pdf https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22733.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2009-09-22T00:00:00-07:00 2009-09-22T00:00:00-07:00 E9-22733 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22733.pdf https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22732.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending NYSE Rule 1000 to Allow Exchange Systems to Access CCS Interest To Partially Fill an Incoming Limit Order 2009-09-22T00:00:00-07:00 2009-09-22T00:00:00-07:00 E9-22732 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22732.pdf https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22731.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 1000 To Allow Exchange Systems To Access CCS Interest To Partially Fill an Incoming Limit Order 2009-09-22T00:00:00-07:00 2009-09-22T00:00:00-07:00 E9-22731 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22731.pdf https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22730.html Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control 2009-09-22T00:00:00-07:00 2009-09-22T00:00:00-07:00 E9-22730 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22730.pdf https://regulations.justia.com/regulations/fedreg/2009/09/22/E9-22686.html Notice - Grail Advisors LLC and Grail Advisors ETF Trust; Notice of Application 2009-09-22T00:00:00-07:00 2009-09-22T00:00:00-07:00 E9-22686 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-22/pdf/E9-22686.pdf