Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/21?limit=200&registers=between&mode=atom 2024-12-18T06:57:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22685.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Extend a Holiday for Certain Registration and Processing Fees for Associated Persons 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22685 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22685.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22684.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dissemination of Certain Index Data 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22684 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22684.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22683.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Related to the Hybrid Matching Algorithms 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22683 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22683.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22682.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22682 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22682.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22681.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22681 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22681.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22515.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Its Schedule of Fees and Charges for Exchange Services 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22515 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22515.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22514.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22514 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22514.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22513.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2232 (Customer Confirmations) in the Consolidated FINRA Rulebook and to Delete NASD Rule 2230, NASD IM-2110-6 and Incorporated NYSE Rule 409(f) 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22513 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22513.pdf https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22511.html Notice - Investor Advisory Committee 2009-09-21T00:00:00-07:00 2009-09-21T00:00:00-07:00 E9-22511 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22511.pdf