Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/16?limit=200&registers=between&mode=atom 2024-12-18T07:19:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22431.html Notice - Sunshine Act Meeting 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22431 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22431.pdf https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22264.html Notice - Securities Lending and Short Sale Roundtable 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22264 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22264.pdf https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22247.html Notice - Submission for OMB Review; Comment Request 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22247 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22247.pdf https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22246.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee for Investment Banking Representative Examination 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22246 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22246.pdf https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22245.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exposure of Reserve Orders 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22245 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22245.pdf https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22244.html Notice - Consolidated Tape Association; Order Approving the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan To Waive the Automatic Annual Increase in the Enterprise Cap for 2008 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22244 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22244.pdf https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22243.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22243 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22243.pdf https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22240.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 3310 (Anti-Money Laundering Compliance Program) in the Consolidated FINRA Rulebook 2009-09-16T00:00:00-07:00 2009-09-16T00:00:00-07:00 E9-22240 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22240.pdf