<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/03?registers=between Wed, 18 Dec 2024 06:41:43 -0800 Wed, 18 Dec 2024 06:41:43 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/03?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21223.html https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21223.html Thu, 03 Sep 2009 00:00:00 -0700 E9-21223 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-03/pdf/E9-21223.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Option Floor Broker Subsidy and Other Clarifying Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21222.html https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21222.html Thu, 03 Sep 2009 00:00:00 -0700 E9-21222 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-03/pdf/E9-21222.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21221.html https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21221.html Thu, 03 Sep 2009 00:00:00 -0700 E9-21221 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-03/pdf/E9-21221.pdf Notice - Joint Industry Plan; Order Approving Amendments To Withdraw From the Intermarket Options Linkage Plan Filed by Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21214.html https://regulations.justia.com/regulations/fedreg/2009/09/03/E9-21214.html Thu, 03 Sep 2009 00:00:00 -0700 E9-21214 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-03/pdf/E9-21214.pdf