<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/02?registers=between Wed, 18 Dec 2024 07:02:39 -0800 Wed, 18 Dec 2024 07:02:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/02?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Flash and Cancel Orders https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21165.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21165.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21165 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21165.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Flash Orders https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21162.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21162.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21162 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21162.pdf Notice - DNP Select Income Fund Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21141.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21141.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21141 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21141.pdf Notice - Jackson National Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21140.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21140.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21140 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21140.pdf Notice - Rafferty Asset Management, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21139.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21139.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21139 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21139.pdf Notice - Highland Capital Management, L.P., et al.; https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21138.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21138.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21138 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21138.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time That Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction From August 31, 2009 to October 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21137.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21137.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21137 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21137.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time That Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction From August 31, 2009 to October 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21136.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21136.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21136 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21136.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid Quote Locks https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21135.html https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21135.html Wed, 02 Sep 2009 00:00:00 -0700 E9-21135 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21135.pdf