Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/09/02?limit=200&registers=between&mode=atom 2024-12-18T06:41:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21165.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Flash and Cancel Orders 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21165 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21165.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21162.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Flash Orders 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21162 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21162.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21141.html Notice - DNP Select Income Fund Inc., et al.; Notice of Application 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21141 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21141.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21140.html Notice - Jackson National Life Insurance Company, et al. 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21140 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21140.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21139.html Notice - Rafferty Asset Management, LLC, et al.; Notice of Application 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21139 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21139.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21138.html Notice - Highland Capital Management, L.P., et al.; 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21138 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21138.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21137.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time That Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction From August 31, 2009 to October 31, 2009 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21137 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21137.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21136.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Length of Time That Exchange Systems Transmit Odd-Lot Order-by-Order Information to the DMM Unit Algorithm Prior to the Opening Transaction From August 31, 2009 to October 31, 2009 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21136 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21136.pdf https://regulations.justia.com/regulations/fedreg/2009/09/02/E9-21135.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid Quote Locks 2009-09-02T00:00:00-07:00 2009-09-02T00:00:00-07:00 E9-21135 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-02/pdf/E9-21135.pdf