<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/08/18?registers=between Wed, 18 Dec 2024 10:08:38 -0800 Wed, 18 Dec 2024 10:08:38 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/08/18?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19745.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19745.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19745 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19745.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Settlement of FLEX Currency Options https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19744.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19744.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19744 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19744.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until August 21, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19736.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19736.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19736 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19736.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 3160 (Networking Arrangements Between Members and Financial Institutions) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19735.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19735.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19735 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19735.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19734.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19734.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19734 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19734.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Proprietary Facilitation Orders https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19733.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19733.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19733 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19733.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and To Modify Related Rules https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19732.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19732.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19732 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19732.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 409A-NYSE Amex Equities and Adopting New Rule 2266-NYSE Amex Equities To Conform to Proposed Rule Changes Submitted in a Companion Filing by the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19731.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19731.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19731 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19731.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 409A and Adopting New Rule 2266 To Correspond With Rule Changes Recently Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19730.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19730.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19730 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19730.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19692.html https://regulations.justia.com/regulations/fedreg/2009/08/18/E9-19692.html Tue, 18 Aug 2009 00:00:00 -0700 E9-19692 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-18/pdf/E9-19692.pdf