Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/08/17?limit=200&registers=between&mode=atom 2024-12-18T09:56:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19798.html Notice - Sunshine Act Meeting 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19798 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19798.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19625.html Notice - GE Asset Management Incorporated and GE Investment Distributors, Inc.; Notice of Application and Temporary Order 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19625 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19625.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19623.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19623 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19623.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19575.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A-Order Execution-OX and Proposing New Rule 6.88-Directed Orders 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19575 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19575.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19574.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19574 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19574.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19573.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19573 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19573.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19572.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19572 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19572.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19571.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 8312 (FINRA BrokerCheck Disclosure) 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19571 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19571.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19570.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the Dent Tactical ETF 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19570 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19570.pdf https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19569.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To Establish Fees for the Top of Phlx Options Direct Data Feed Product 2009-08-17T00:00:00-07:00 2009-08-17T00:00:00-07:00 E9-19569 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19569.pdf