Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/08/07?limit=200&registers=between&mode=atom 2024-12-18T09:44:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-19042.html Notice - Sunshine Act Meeting 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-19042 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-19042.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18983.html Notice - Proposed Collection; Comment Request 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18983 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18983.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18981.html Notice - Proposed Collection; Comment Request 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18981 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18981.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18980.html Notice - Proposed Collection; Comment Request 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18980 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18980.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18979.html Notice - Proposed Collection; Comment Request 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18979 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18979.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18978.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5230 (Payments Involving Publications that Influence the Market Price of a Security) in the Consolidated FINRA Rulebook 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18978 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18978.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18977.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Haircuts Applied to Eligible Clearing Fund Securities and Eligible Participant Fund Securities 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18977 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18977.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18976.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Multiple Market Participant Symbols When Quoting or Trading OTC Equity Securities 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18976 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18976.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18975.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Related to Orders Routed to Nasdaq via the Options Intermarket Linkage 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18975 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18975.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18974.html Notice - Proposed Collection; Comment Request 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18974 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18974.pdf https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18807.html Proposed Rule - Political Contributions by Certain Investment Advisers 2009-08-07T00:00:00-07:00 2009-08-07T00:00:00-07:00 E9-18807 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18807.pdf