<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/08/05?registers=between Thu, 23 May 2024 06:46:12 -0700 Thu, 23 May 2024 06:46:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/08/05?registers=between Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its “List of Exchange Rule Violations and Fines Applicable Thereto” https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18668.html https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18668.html Wed, 05 Aug 2009 00:00:00 -0700 E9-18668 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18668.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from July 31, 2009 to December 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18667.html https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18667.html Wed, 05 Aug 2009 00:00:00 -0700 E9-18667 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18667.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) From July 31, 2009 to December 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18666.html https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18666.html Wed, 05 Aug 2009 00:00:00 -0700 E9-18666 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18666.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476A To Add Rule 104(a)(1)(A) to Its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18665.html https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18665.html Wed, 05 Aug 2009 00:00:00 -0700 E9-18665 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18665.pdf