Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/08/05?limit=200&registers=between&mode=atom 2024-12-18T10:15:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18668.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Disciplinary Rule 476A To Add Rule 104(a)(1)(A)-NYSE Amex Equities To Its “List of Exchange Rule Violations and Fines Applicable Thereto” 2009-08-05T00:00:00-07:00 2009-08-05T00:00:00-07:00 E9-18668 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18668.pdf https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18667.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) from July 31, 2009 to December 31, 2009 2009-08-05T00:00:00-07:00 2009-08-05T00:00:00-07:00 E9-18667 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18667.pdf https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18666.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) From July 31, 2009 to December 31, 2009 2009-08-05T00:00:00-07:00 2009-08-05T00:00:00-07:00 E9-18666 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18666.pdf https://regulations.justia.com/regulations/fedreg/2009/08/05/E9-18665.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476A To Add Rule 104(a)(1)(A) to Its “List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A” 2009-08-05T00:00:00-07:00 2009-08-05T00:00:00-07:00 E9-18665 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-05/pdf/E9-18665.pdf