Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/31?limit=200&registers=between&mode=atom 2024-12-27T21:59:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18279.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Clearance and Settlement of Treasury Futures Contracts 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18279 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18279.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18275.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change To Charge a $500 Monthly Fee to Recipients of the NYSE Amex Order Imbalance Information Datafeed 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18275 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18275.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18274.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18274 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18274.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18273.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Cash-Settled Foreign Currency Index Options 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18273 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18273.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18272.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18272 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18272.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18271.html Notice - Self-Regulatory Organizations; NYSE Amex, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18271 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18271.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18270.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Amended, Relating to the Reporting of Over-the-Counter Transactions in Equity Securities Executed Outside Normal Market Hours 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18270 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18270.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18228.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18228 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18228.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18185.html Rule - Amendments to Regulation SHO 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18185 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18185.pdf