<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/24?registers=between Thu, 23 May 2024 07:35:32 -0700 Thu, 23 May 2024 07:35:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/24?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17769.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17769.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17769 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17769.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17638.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17638.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17638 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17638.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17637.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17637.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17637 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17637.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17636.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17636.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17636 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17636.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17635.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17635.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17635 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17635.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17634.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17634.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17634 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17634.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17633.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17633.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17633 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17633.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17632.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17632.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17632 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17632.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm) https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17631.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17631.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17631 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17631.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2 To Redefine the Term “Member Organization” https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17630.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17630.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17630 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17630.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 2 To Redefine the Term “Member Organization” https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17629.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17629.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17629 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17629.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17628.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17628.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17628 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17628.pdf Proposed Rule - Proposed Amendment to Municipal Securities Disclosure https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17466.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17466.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17466 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17466.pdf