Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/24?limit=200&registers=between&mode=atom 2024-05-23T08:13:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17769.html Notice - Proposed Collection; Comment Request 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17769 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17769.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17638.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17638 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17638.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17637.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17637 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17637.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17636.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders on the NASDAQ Options Market 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17636 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17636.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17635.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17635 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17635.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17634.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17634 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17634.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17633.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17633 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17633.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17632.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17632 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17632.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17631.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm) 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17631 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17631.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17630.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2 To Redefine the Term “Member Organization” 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17630 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17630.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17629.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 2 To Redefine the Term “Member Organization” 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17629 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17629.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17628.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17628 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17628.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17466.html Proposed Rule - Proposed Amendment to Municipal Securities Disclosure 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17466 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17466.pdf