<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/22?registers=between Fri, 27 Dec 2024 21:43:45 -0800 Fri, 27 Dec 2024 21:43:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/22?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17488.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17488.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17488 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17488.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Until August 1, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17371.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17371.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17371 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17371.pdf Notice - The Alger Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17355.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17355.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17355 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17355.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17354.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17354.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17354 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17354.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-32, on Disclosures in Connection With Primary Offerings, Form G-32, and the Primary Market Disclosure and Primary Market Subscription Services of the MSRB's Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17353.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17353.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17353.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17352.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17352.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17352.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expose All-or-None Orders on a Three-Month Pilot Basis https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17351.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17351.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17351.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17350.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17350.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17350 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17350.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt Its Temporary and Permanent Cease and Desist Authority on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17349.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17349.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17349 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17349.pdf Notice - Privacy Act of 1974: Systems of Records https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17348.html https://regulations.justia.com/regulations/fedreg/2009/07/22/E9-17348.html Wed, 22 Jul 2009 00:00:00 -0700 E9-17348 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-22/pdf/E9-17348.pdf