<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/20?registers=between Thu, 23 May 2024 10:32:09 -0700 Thu, 23 May 2024 10:32:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/20?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17234.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17234.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17234 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17234.pdf Notice - Reaves Utility Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17140.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17140.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17140 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17140.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Lower Its Market Capitalization Continued Listing Standard https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17139.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17139.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17139 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17139.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change To Eliminate One of the Indemnity Surety Programs in the Profile Modification System https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17138.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17138.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17138 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17138.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Schedules https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17137.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17137.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17137 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17137.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Propose New Rules To Govern Electronic Complex Order Trading https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17136.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17136.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17136 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17136.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Adopting Rule 968NY-Cabinet Trades https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17135.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17135.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17135 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17135.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Guidelines https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17134.html https://regulations.justia.com/regulations/fedreg/2009/07/20/E9-17134.html Mon, 20 Jul 2009 00:00:00 -0700 E9-17134 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-20/pdf/E9-17134.pdf