<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/17?registers=between Sun, 13 Apr 2025 07:33:50 -0700 Sun, 13 Apr 2025 07:33:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/17?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17016.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17016.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17016 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17016.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17015.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17015.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17015 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17015.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17014.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17014.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17014 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17014.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17013.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17013.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17013 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17013.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17012.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17012.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17012 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17012.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Extend the One Week Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17011.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17011.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17011 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17011.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 Relating to the Declaration of Trading Halts on the Exchange https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17010.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17010.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17010 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17010.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Its Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17008.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17008.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17008 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17008.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17007.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17007.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17007 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17007.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program for Short Term Options Series https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17006.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17006.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17006 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17006.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Amend Its Limited Liability Agreement and By-Laws https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17005.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17005.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17005 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17005.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permanently Establish the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17004.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17004.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17004 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17004.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17003.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17003.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17003 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17003.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Quarterly Options Series Pilot Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17002.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17002.html Fri, 17 Jul 2009 00:00:00 -0700 E9-17002 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17002.pdf Proposed Rule - Proxy Disclosure and Solicitation Enhancements https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-16764.html https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-16764.html Fri, 17 Jul 2009 00:00:00 -0700 E9-16764 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-16764.pdf