<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/14?registers=between Wed, 04 Dec 2024 18:28:56 -0800 Wed, 04 Dec 2024 18:28:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/14?registers=between Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Reallocation of Credits Paid to Institutional Brokers https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16582.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16582.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16582 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16582.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16581.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16581.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16581 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16581.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Extend the Temporary Cap on Certain Fees for Members https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16580.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16580.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16580 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16580.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Customer Cross Orders https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16577.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16577.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16577 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16577.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Its New Sponsored Access Risk Management Tool Service https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16576.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16576.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16576 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16576.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16553.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16553.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16553 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16553.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Scope of the Exchange's Prior Approval to Receive Inbound Routes from Archipelago Securities LLC (“ArcaSec”), an Affiliated Member https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16548.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16548.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16548 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16548.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity To Trigger the Execution of a d-Quote https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16545.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16545.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16545.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity To Trigger the Execution of a d-Quote https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16544.html https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16544.html Tue, 14 Jul 2009 00:00:00 -0700 E9-16544 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16544.pdf