Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/14?limit=200&registers=between&mode=atom 2024-12-04T18:42:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16582.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Reallocation of Credits Paid to Institutional Brokers 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16582 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16582.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16581.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16581 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16581.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16580.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Extend the Temporary Cap on Certain Fees for Members 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16580 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16580.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16577.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Customer Cross Orders 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16577 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16577.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16576.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Its New Sponsored Access Risk Management Tool Service 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16576 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16576.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16553.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Optional Anti-Internalization Functionality 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16553 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16553.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16548.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Scope of the Exchange's Prior Approval to Receive Inbound Routes from Archipelago Securities LLC (“ArcaSec”), an Affiliated Member 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16548 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16548.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16545.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity To Trigger the Execution of a d-Quote 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16545.pdf https://regulations.justia.com/regulations/fedreg/2009/07/14/E9-16544.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity To Trigger the Execution of a d-Quote 2009-07-14T00:00:00-07:00 2009-07-14T00:00:00-07:00 E9-16544 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-14/pdf/E9-16544.pdf