Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/13?limit=200&registers=between&mode=atom 2024-12-27T22:03:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16596.html Notice - Sunshine Act Meeting 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16596 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16596.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16587.html Notice - Sunshine Act Meeting 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16587 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16587.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16579.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Two New Order Types to NYSE Arca Equities Rule 7.31 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16579 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16579.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16578.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16578 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16578.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16503.html Notice - Investor Advisory Committee; Meeting 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16503 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16503.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16479.html Notice - Proposed Collection; Comment Request 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16479 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16479.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16455.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change as Amended Relating to FAST and DRS Limited Participant Requirements for Transfer Agents 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16455 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16455.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16452.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16452 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16452.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16451.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16451 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16451.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16450.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc. 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16450 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16450.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16449.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Adding the Post Only and Post Only ISO Order Types 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16449 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16449.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16448.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16448 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16448.pdf https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16387.html Notice - Submission for OMB Review; Comment Request 2009-07-13T00:00:00-07:00 2009-07-13T00:00:00-07:00 E9-16387 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16387.pdf