<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/09?registers=between Thu, 23 May 2024 13:12:56 -0700 Thu, 23 May 2024 13:12:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/09?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16189.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16189.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16189 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16189.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16188.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16188.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16188 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16188.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY-Trading Differentials https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16187.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16187.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16187 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16187.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.72 Trading Differentials https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16186.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16186.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16186 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16186.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16185.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16185.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16185 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16185.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16184.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16184.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16184 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16184.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule To Remove Three Classes From the Liquidity Make or Take Pricing Structure https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16183.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16183.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16183 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16183.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16182.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16182.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16182 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16182.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16181.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16181.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16181 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16181.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16180.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16180.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16180 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16180.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16179.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16179.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16179 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16179.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Fees Applicable to “P” and “P/A” Orders https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16178.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16178.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16178 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16178.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Related to a Specialist Fee Credit for Linkage Orders https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16177.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16177.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16177 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16177.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16176.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16176.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16176 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16176.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16175.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16175.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16175 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16175.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers,” and BATS Rule 11.12, Entitled “Priority of Orders” https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16174.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16174.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16174 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16174.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.9-Exercise Limits https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16173.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16173.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16173 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16173.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16172.html https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16172.html Thu, 09 Jul 2009 00:00:00 -0700 E9-16172 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16172.pdf