<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/07?registers=between Fri, 17 May 2024 23:44:56 -0700 Fri, 17 May 2024 23:44:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/07?registers=between Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16042.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16042.html Tue, 07 Jul 2009 00:00:00 -0700 E9-16042 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-16042.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16041.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16041.html Tue, 07 Jul 2009 00:00:00 -0700 E9-16041 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-16041.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Fee Schedule of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16036.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16036.html Tue, 07 Jul 2009 00:00:00 -0700 E9-16036 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-16036.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16035.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-16035.html Tue, 07 Jul 2009 00:00:00 -0700 E9-16035 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-16035.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules To Make Certain Technical Changes and Typographical Corrections https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15904.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15904.html Tue, 07 Jul 2009 00:00:00 -0700 E9-15904 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-15904.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15903.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15903.html Tue, 07 Jul 2009 00:00:00 -0700 E9-15903 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-15903.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15902.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15902.html Tue, 07 Jul 2009 00:00:00 -0700 E9-15902 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-15902.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to Rebating Member Dues for Certain Members https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15901.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15901.html Tue, 07 Jul 2009 00:00:00 -0700 E9-15901 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-15901.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15900.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15900.html Tue, 07 Jul 2009 00:00:00 -0700 E9-15900 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-15900.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15899.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15899.html Tue, 07 Jul 2009 00:00:00 -0700 E9-15899 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-15899.pdf Notice - Order Under Section 36 of the Securities Exchange Act of 1934 Granting an Exemption From Exchange Act Section 6(h)(1) for Certain Persons Effecting Transactions in Foreign Security Futures and Under Exchange Act Section 15(a)(2) and Section 36 Granting Exemptions From Exchange Act Section 15(a)(1) and Certain Other Requirements https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15890.html https://regulations.justia.com/regulations/fedreg/2009/07/07/E9-15890.html Tue, 07 Jul 2009 00:00:00 -0700 E9-15890 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-07/pdf/E9-15890.pdf