<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/06?registers=between Mon, 21 Apr 2025 18:49:41 -0700 Mon, 21 Apr 2025 18:49:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/07/06?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Extend Through September 30, 2009, Its Waiver of Registered Representative Fees for New York Stock Exchange Member Organizations https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15791.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15791.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15791 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15791.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15777.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15777.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15777 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15777.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Amend Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15775.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15775.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15775 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15775.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2380 To Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15741.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15741.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15741 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15741.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15740.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15740.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15740.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15739.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15739.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15739 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15739.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15738.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15738.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15738 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15738.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15722.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15722.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15722 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15722.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15721.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15721.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15721 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15721.pdf