<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 03:00:34 -0700 Thu, 23 May 2024 03:00:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06?registers=between&min-day=1&max-day=30 Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/30/E9-15399.html https://regulations.justia.com/regulations/fedreg/2009/06/30/E9-15399.html Tue, 30 Jun 2009 00:00:00 -0700 E9-15399 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-30/pdf/E9-15399.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Flash and Cancel Order https://regulations.justia.com/regulations/fedreg/2009/06/30/E9-15351.html https://regulations.justia.com/regulations/fedreg/2009/06/30/E9-15351.html Tue, 30 Jun 2009 00:00:00 -0700 E9-15351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-30/pdf/E9-15351.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Permanently Establish the Quarterly Option Series Program https://regulations.justia.com/regulations/fedreg/2009/06/30/E9-15350.html https://regulations.justia.com/regulations/fedreg/2009/06/30/E9-15350.html Tue, 30 Jun 2009 00:00:00 -0700 E9-15350 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-30/pdf/E9-15350.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Retroactively Amend the Fee Schedule To Clarify and Correct References to the Volume Discount Given to Market Makers https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15268.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15268.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15268 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15268.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15267.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15267.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15267 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15267.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Ancillary Fee Changes https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15226.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15226.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15226 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15226.pdf Notice - Embarcadero Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15225.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15225.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15225 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15225.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to $1 Strikes for Reduced Value Nasdaq 100 Options (MNX) https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15224.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15224.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15224 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15224.pdf Notice - Consolidated Tape Association; Notice of Filing of the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan To Waive the Automatic Annual Increase in the Enterprise Cap for 2008 https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15223.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15223.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15223 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15223.pdf Notice - In the Matter of Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals USA II, Inc. (a/k/a TM Media Group, Inc.), Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc.; File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15253.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15253.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15253 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15253.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15252.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15252.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15252 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15252.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Floor Broker Agency Interest Containing Pegging and/or Discretionary Instructions, Eligible for Execution in the Closing Transaction, in the NYSE Order Imbalance Information Datafeed Disseminated Prior to the Closing Transaction https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15155.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15155.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15155 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15155.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Floor Broker Agency Interest Containing Pegging and/or Discretionary Instructions, Eligible for Execution in the Closing Transaction, in the NYSE Amex Order Imbalance Information Datafeed Disseminated Prior to the Closing Transaction https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15154.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15154.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15154 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15154.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Definition of “Narrow-Based Index” https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15153.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15153.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15153 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15153.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15025.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15025.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15025 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15025.pdf Rule - Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-15014.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-15014.html Thu, 25 Jun 2009 00:00:00 -0700 E9-15014 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-15014.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Capped Index Fund https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14972.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14972.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14972 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14972.pdf Notice - Order Granting Application for Extension of a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Ownership Interest of International Securities Exchange Holdings, Inc. in an Electronic Communications Network https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14967.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14967.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14967 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14967.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to WAIT Modifiers, PNP Plus Orders, and Attributable Orders https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14961.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14961.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14961.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14959.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14959.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14959 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14959.pdf Notice - Self-Regulatory Organizations; One Chicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Widening the Bid/Ask Spread for Quoting Market-Makers https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14958.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14958.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14958 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14958.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 124 To Clarify the Pricing Methodology for the Odd-Lot Portion of a Part of a Round-Lot Order; Clarify the Systems Capable of Accepting PRL Orders; and Clarify the Systems Capable of Accepting a Good ‘Til Cancelled Order During the Implementation of Exchange System Enhancements https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14957.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14957.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14957 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14957.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 To Clarify the Pricing Methodology for the Odd-Lot Portion of a Part of a Round-Lot Order; Clarify the Systems Capable of Accepting PRL Orders; and Clarify the Systems Capable of Accepting a Good 'Til Cancelled Order During the Implementation of Exchange System Enhancements https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14956.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14956.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14956 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14956.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of ProShares UltraShort MSCI Mexico Investable Market Fund https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14899.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14899.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14899 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14899.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2150 (Improper Use of Customers' Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14802.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14802.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14802 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14802.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Until July 15, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14801.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14801.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14801 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14801.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14800.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14800.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14800 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14800.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14799.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14799.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14799 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14799.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14798.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14798.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14798 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14798.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14797.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14797.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14797 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14797.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change to Charge a $500 Monthly Fee to Recipients of the NYSE Amex Order Imbalance Information Datafeed https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14796.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14796.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14796 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14796.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Expedited Administration of Promissory Note Cases https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14726.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14726.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14726 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14726.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available Without Charge the NYSE Amex OpenBookTM https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14725.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14725.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14725 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14725.pdf Notice - Self-Regulatory Organizations; NYSE Amex, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services by Adding a Ratio Threshold Fee https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14723.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14723.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14723 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14723.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/06/23/E9-14656.html https://regulations.justia.com/regulations/fedreg/2009/06/23/E9-14656.html Tue, 23 Jun 2009 00:00:00 -0700 E9-14656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-23/pdf/E9-14656.pdf Notice - In the Matter of Petro America Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14673.html https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14673.html Mon, 22 Jun 2009 00:00:00 -0700 E9-14673 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-22/pdf/E9-14673.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14657.html https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14657.html Mon, 22 Jun 2009 00:00:00 -0700 E9-14657 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-22/pdf/E9-14657.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14593.html https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14593.html Mon, 22 Jun 2009 00:00:00 -0700 E9-14593 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-22/pdf/E9-14593.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 3310 (Anti-Money Laundering Compliance Program) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14531.html https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14531.html Mon, 22 Jun 2009 00:00:00 -0700 E9-14531 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-22/pdf/E9-14531.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Statutory Disqualification Procedures https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14530.html https://regulations.justia.com/regulations/fedreg/2009/06/22/E9-14530.html Mon, 22 Jun 2009 00:00:00 -0700 E9-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-22/pdf/E9-14530.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14538.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14538.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14538 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14538.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modernize and Simplify NASD Rule 2720 https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14367.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14367.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14367 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14367.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing Fees https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14353.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14353.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14353.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services by adding a Ratio Threshold Fee https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14352.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14352.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14352.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14351.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14351.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14351.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.36 Governing Order Ranking and Display https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14350.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14350.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14350 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14350.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Annual and Special Reporting by Registered Public Accounting Firms https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14294.html https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14294.html Thu, 18 Jun 2009 00:00:00 -0700 E9-14294 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-18/pdf/E9-14294.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Succeeding to the Registration Status of a Predecessor Firm https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14293.html https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14293.html Thu, 18 Jun 2009 00:00:00 -0700 E9-14293 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-18/pdf/E9-14293.pdf Notice - Nationwide Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14288.html https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14288.html Thu, 18 Jun 2009 00:00:00 -0700 E9-14288 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-18/pdf/E9-14288.pdf Proposed Rule - Facilitating Shareholder Director Nominations https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14090.html https://regulations.justia.com/regulations/fedreg/2009/06/18/E9-14090.html Thu, 18 Jun 2009 00:00:00 -0700 E9-14090 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-06-18/pdf/E9-14090.pdf