Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/29?limit=200&registers=between&mode=atom 2024-05-10T04:55:28-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15268.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Retroactively Amend the Fee Schedule To Clarify and Correct References to the Volume Discount Given to Market Makers 2009-06-29T00:00:00-07:00 2009-06-29T00:00:00-07:00 E9-15268 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15268.pdf https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15267.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan 2009-06-29T00:00:00-07:00 2009-06-29T00:00:00-07:00 E9-15267 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15267.pdf https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15226.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Ancillary Fee Changes 2009-06-29T00:00:00-07:00 2009-06-29T00:00:00-07:00 E9-15226 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15226.pdf https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15225.html Notice - Embarcadero Funds, Inc., et al.; Notice of Application 2009-06-29T00:00:00-07:00 2009-06-29T00:00:00-07:00 E9-15225 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15225.pdf https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15224.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to $1 Strikes for Reduced Value Nasdaq 100 Options (MNX) 2009-06-29T00:00:00-07:00 2009-06-29T00:00:00-07:00 E9-15224 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15224.pdf https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15223.html Notice - Consolidated Tape Association; Notice of Filing of the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan To Waive the Automatic Annual Increase in the Enterprise Cap for 2008 2009-06-29T00:00:00-07:00 2009-06-29T00:00:00-07:00 E9-15223 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15223.pdf