<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/25?registers=between Fri, 27 Dec 2024 17:39:45 -0800 Fri, 27 Dec 2024 17:39:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/25?registers=between Rule - Technical Amendment; Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-15014.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-15014.html Thu, 25 Jun 2009 00:00:00 -0700 E9-15014 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-15014.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Capped Index Fund https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14972.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14972.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14972 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14972.pdf Notice - Order Granting Application for Extension of a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Ownership Interest of International Securities Exchange Holdings, Inc. in an Electronic Communications Network https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14967.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14967.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14967 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14967.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to WAIT Modifiers, PNP Plus Orders, and Attributable Orders https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14961.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14961.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14961.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14959.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14959.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14959 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14959.pdf Notice - Self-Regulatory Organizations; One Chicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Widening the Bid/Ask Spread for Quoting Market-Makers https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14958.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14958.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14958 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14958.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 124 To Clarify the Pricing Methodology for the Odd-Lot Portion of a Part of a Round-Lot Order; Clarify the Systems Capable of Accepting PRL Orders; and Clarify the Systems Capable of Accepting a Good ‘Til Cancelled Order During the Implementation of Exchange System Enhancements https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14957.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14957.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14957 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14957.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 To Clarify the Pricing Methodology for the Odd-Lot Portion of a Part of a Round-Lot Order; Clarify the Systems Capable of Accepting PRL Orders; and Clarify the Systems Capable of Accepting a Good 'Til Cancelled Order During the Implementation of Exchange System Enhancements https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14956.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14956.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14956 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14956.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of ProShares UltraShort MSCI Mexico Investable Market Fund https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14899.html https://regulations.justia.com/regulations/fedreg/2009/06/25/E9-14899.html Thu, 25 Jun 2009 00:00:00 -0700 E9-14899 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-25/pdf/E9-14899.pdf