<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/24?registers=between Thu, 21 Nov 2024 22:14:31 -0800 Thu, 21 Nov 2024 22:14:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/24?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2150 (Improper Use of Customers' Securities or Funds; Prohibition Against Guarantees and Sharing in Accounts) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14802.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14802.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14802 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14802.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Until July 15, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14801.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14801.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14801 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14801.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14800.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14800.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14800 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14800.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14799.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14799.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14799 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14799.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14798.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14798.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14798 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14798.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14797.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14797.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14797 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14797.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change to Charge a $500 Monthly Fee to Recipients of the NYSE Amex Order Imbalance Information Datafeed https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14796.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14796.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14796 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14796.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Expedited Administration of Promissory Note Cases https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14726.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14726.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14726 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14726.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available Without Charge the NYSE Amex OpenBookTM https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14725.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14725.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14725 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14725.pdf Notice - Self-Regulatory Organizations; NYSE Amex, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services by Adding a Ratio Threshold Fee https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14723.html https://regulations.justia.com/regulations/fedreg/2009/06/24/E9-14723.html Wed, 24 Jun 2009 00:00:00 -0700 E9-14723 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-24/pdf/E9-14723.pdf