Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/17?limit=200&registers=between&mode=atom 2024-05-09T18:36:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14300.html Notice - Hunt Gold Corporation, F/K/A Prime Time Group, Inc.; Order of Suspension of Trading 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14300 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14300.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14192.html Notice - X Exchange-Traded Funds, Inc., et al.; Notice of Application 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14192 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14192.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14191.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Web Inquiry Notification System 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14191 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14191.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14190.html Notice - Proposed Collection; Comment Request 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14190 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14190.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14176.html Notice - Proposed Collection; Comment Request 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14176 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14176.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14175.html Notice - Proposed Collection; Comment Request 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14175 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14175.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14174.html Notice - Proposed Collection; Comment Request 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14174 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14174.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14173.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NASDAQ Listing Rules To Reflect Changes to the Rules of the Commission 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14173 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14173.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14172.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14172 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14172.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14171.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee for Use of a Hand Held Device Configured To Provide Only Opening and Closing Order Imbalance Data 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14171 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14171.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14170.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14170 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14170.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14169.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14169 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14169.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14150.html Notice - Proposed Extension of Existing Collection; Comment Request 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14150 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14150.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14149.html Notice - Proposed Extension of Existing Collection; Comment Request 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14149 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14149.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14148.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14148 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14148.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14147.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 6440 To Require Members To Create a Contemporaneous Record of Certain Customer and Order Information 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14147 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14147.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14146.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-Lot Orders From the Exchange's Matching System 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14146 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14146.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14145.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Amex, Inc. Implementing Schedule of Fees and Charges for Exchange Services 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14145 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14145.pdf https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14143.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cross-Margining Agreement Between OCC and CME 2009-06-17T00:00:00-07:00 2009-06-17T00:00:00-07:00 E9-14143 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14143.pdf