<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/10?registers=between Thu, 21 Nov 2024 23:07:39 -0800 Thu, 21 Nov 2024 23:07:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/10?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13569.html https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13569.html Wed, 10 Jun 2009 00:00:00 -0700 E9-13569 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13569.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) To Clarify the Scope of the Minimum Price Improvement Obligations https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13568.html https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13568.html Wed, 10 Jun 2009 00:00:00 -0700 E9-13568 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13568.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13553.html https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13553.html Wed, 10 Jun 2009 00:00:00 -0700 E9-13553 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13553.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rule 11.13, Entitled “Order Execution” https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13552.html https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13552.html Wed, 10 Jun 2009 00:00:00 -0700 E9-13552 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13552.pdf Rule - Staff Accounting Bulletin No. 112 https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13511.html https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13511.html Wed, 10 Jun 2009 00:00:00 -0700 E9-13511 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13511.pdf