Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/10?limit=200&registers=between&mode=atom 2024-11-21T23:16:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13569.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders 2009-06-10T00:00:00-07:00 2009-06-10T00:00:00-07:00 E9-13569 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13569.pdf https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13568.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) To Clarify the Scope of the Minimum Price Improvement Obligations 2009-06-10T00:00:00-07:00 2009-06-10T00:00:00-07:00 E9-13568 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13568.pdf https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13553.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2009-06-10T00:00:00-07:00 2009-06-10T00:00:00-07:00 E9-13553 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13553.pdf https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13552.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rule 11.13, Entitled “Order Execution” 2009-06-10T00:00:00-07:00 2009-06-10T00:00:00-07:00 E9-13552 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13552.pdf https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13511.html Rule - Staff Accounting Bulletin No. 112 2009-06-10T00:00:00-07:00 2009-06-10T00:00:00-07:00 E9-13511 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13511.pdf