Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/09?limit=200&registers=between&mode=atom 2024-05-10T12:07:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13551.html Notice - In the Matter of Sunrise Solar Corporation; Order of Suspension of Trading 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13551 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13551.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13547.html Notice - Sunshine Act Meeting 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13547 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13547.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13503.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13503 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13503.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13424.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reduce the Length of the Optional Pre-Routing Display Period for Its DOT, SCAN and STGY Routing Strategies 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13424 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13424.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13423.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Thereto To Establish a New Voluntary Flash and Cancel Order 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13423 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13423.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13404.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®) 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13404 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13404.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13403.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule To Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and To Increase the Take Fee 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13403 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13403.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13402.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13402 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13402.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13397.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Temporary and Permanent Cease and Desist Authority Pilot Program on a Permanent Basis 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13397 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13397.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13396.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Regarding Market Maker Obligations 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13396 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13396.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13395.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Reporting of Over-the-Counter Transactions in Equity Securities Executed Outside Normal Market Hours 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13395 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13395.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13394.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13394 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13394.pdf https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13349.html Notice - Investor Advisory Committee 2009-06-09T00:00:00-07:00 2009-06-09T00:00:00-07:00 E9-13349 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13349.pdf