<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/08?registers=between Mon, 07 Apr 2025 07:11:16 -0700 Mon, 07 Apr 2025 07:11:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/08?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13260.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13260.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13260 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13260.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13259.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13259.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13259 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13259.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13258.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13258.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13258 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13258.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13257.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13257.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13257 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13257.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13256.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13256.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13256 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13256.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13255.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13255.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13255 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13255.pdf Notice - Proposed Extension of Existing Request; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13254.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13254.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13254 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13254.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13253.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13253.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13253 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13253.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Cross-References in FINRA Rules https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13252.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13252.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13252 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13252.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading New Currencies https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13210.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13210.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13210 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13210.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13209.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13209.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13209 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13209.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Criteria for Becoming a Member of the Nominating Committee https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13208.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13208.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13208 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13208.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending CBOE Rules Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13207.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13207.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13207 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13207.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13205.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13205.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13205 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13205.pdf Notice - WisdomTree Investments, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13204.html https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13204.html Mon, 08 Jun 2009 00:00:00 -0700 E9-13204 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13204.pdf