Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/08?limit=200&registers=between&mode=atom 2024-11-25T03:57:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13260.html Notice - Submission for OMB Review; Comment Request 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13260 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13260.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13259.html Notice - Submission for OMB Review; Comment Request 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13259 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13259.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13258.html Notice - Submission for OMB Review; Comment Request 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13258 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13258.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13257.html Notice - Submission for OMB Review; Comment Request 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13257 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13257.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13256.html Notice - Submission for OMB Review; Comment Request 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13256 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13256.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13255.html Notice - Submission for OMB Review; Comment Request 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13255 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13255.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13254.html Notice - Proposed Extension of Existing Request; Comment Request 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13254 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13254.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13253.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13253 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13253.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13252.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Cross-References in FINRA Rules 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13252 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13252.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13210.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Listing and Trading New Currencies 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13210 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13210.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13209.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13209 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13209.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13208.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Criteria for Becoming a Member of the Nominating Committee 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13208 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13208.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13207.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending CBOE Rules Relating to the Penny Pilot Program 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13207 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13207.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13205.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13205 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13205.pdf https://regulations.justia.com/regulations/fedreg/2009/06/08/E9-13204.html Notice - WisdomTree Investments, Inc., et al.; Notice of Application 2009-06-08T00:00:00-07:00 2009-06-08T00:00:00-07:00 E9-13204 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-08/pdf/E9-13204.pdf