<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/04?registers=between Fri, 27 Dec 2024 01:59:46 -0800 Fri, 27 Dec 2024 01:59:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/06/04?registers=between Notice - In the Matter of Patriot Energy Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13144.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13144.html Thu, 04 Jun 2009 00:00:00 -0700 E9-13144 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-13144.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving the Proposed Rule Change Implementing NYSE Arca Realtime Reference Prices Service on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13039.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13039.html Thu, 04 Jun 2009 00:00:00 -0700 E9-13039 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-13039.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving the Proposed Rule Change Implementing NYSE Realtime Reference Prices Service on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13001.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13001.html Thu, 04 Jun 2009 00:00:00 -0700 E9-13001 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-13001.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123E To Be More Consistent With the Exchange's Current Designated Market Maker System https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13000.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-13000.html Thu, 04 Jun 2009 00:00:00 -0700 E9-13000 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-13000.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12999.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12999.html Thu, 04 Jun 2009 00:00:00 -0700 E9-12999 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-12999.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange's Continued Listing Standards on a Pilot Program Basis https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12998.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12998.html Thu, 04 Jun 2009 00:00:00 -0700 E9-12998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-12998.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Amended, Relating to the Adoption of FINRA Rule 2080 (Obtaining an Order of Expungement of Customer Dispute Information From the Central Registration Depository (CRD System)), FINRA Rule 2310 (Direct Participation Programs), FINRA Rule 4551 (Requirements for Alternative Trading Systems to Record and Transmit Order and Execution Information for Security Futures) and FINRA Rule 2266 (SIPC Information) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12997.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12997.html Thu, 04 Jun 2009 00:00:00 -0700 E9-12997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-12997.pdf Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12996.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12996.html Thu, 04 Jun 2009 00:00:00 -0700 E9-12996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-12996.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12983.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12983.html Thu, 04 Jun 2009 00:00:00 -0700 E9-12983 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-12983.pdf Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12956.html https://regulations.justia.com/regulations/fedreg/2009/06/04/E9-12956.html Thu, 04 Jun 2009 00:00:00 -0700 E9-12956 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-06-04/pdf/E9-12956.pdf