Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/29?limit=200&registers=between&mode=atom 2024-05-21T18:42:25-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/29/Z9-11609.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc. 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 Z9-11609 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/Z9-11609.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12514.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining of Security Futures on Exchange-Traded Funds Based on Broad-Based Stock Indices 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12514 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12514.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12451.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations To Harmonize Them With Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc. 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12451 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12451.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12450.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 935NY-Order Exposure Requirements To Reduce the Exposure Periods From Three Seconds to One Second 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12450 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12450.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12449.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12449 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12449.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12448.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising Rules Governing the Use of Telephones on the Options Trading Floor 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12448 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12448.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12446.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled “Order Execution” 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12446 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12446.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12445.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules To Offer an After Hours Trading Session 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12445 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12445.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12444.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12444 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12444.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12443.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Adopt IM-2830-1 (“Breakpoint” Sales) in the Consolidated FINRA Rulebook 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12443.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12442.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA®) and Amendments to MSRB Rules G-32 and G-36 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12442 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12442.pdf https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12441.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®) 2009-05-29T00:00:00-07:00 2009-05-29T00:00:00-07:00 E9-12441 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12441.pdf