Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/21?limit=200&registers=between&mode=atom 2024-11-24T05:01:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11812.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook 2009-05-21T00:00:00-07:00 2009-05-21T00:00:00-07:00 E9-11812 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11812.pdf https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11811.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Permanently Establish the Quarterly Option Series Pilot Program 2009-05-21T00:00:00-07:00 2009-05-21T00:00:00-07:00 E9-11811 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11811.pdf https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11810.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Retroactively Amend the Fee Schedule To Clarify and Correct References to the Volume Discount Given to Market Makers 2009-05-21T00:00:00-07:00 2009-05-21T00:00:00-07:00 E9-11810 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11810.pdf https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11809.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical Corrections of the Rules of the Boston Options Exchange Facility 2009-05-21T00:00:00-07:00 2009-05-21T00:00:00-07:00 E9-11809 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11809.pdf https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11808.html Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control 2009-05-21T00:00:00-07:00 2009-05-21T00:00:00-07:00 E9-11808 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11808.pdf https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11807.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange 2009-05-21T00:00:00-07:00 2009-05-21T00:00:00-07:00 E9-11807 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11807.pdf