Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/20?limit=200&registers=between&mode=atom 2024-12-27T05:57:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11740.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Its Limited Liability Agreement 2009-05-20T00:00:00-07:00 2009-05-20T00:00:00-07:00 E9-11740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11740.pdf https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11739.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc., Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange 2009-05-20T00:00:00-07:00 2009-05-20T00:00:00-07:00 E9-11739 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11739.pdf https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11702.html Notice - Sunshine Act Meeting 2009-05-20T00:00:00-07:00 2009-05-20T00:00:00-07:00 E9-11702 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11702.pdf https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11701.html Notice - Sunshine Act Meeting; Correction 2009-05-20T00:00:00-07:00 2009-05-20T00:00:00-07:00 E9-11701 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11701.pdf https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11697.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Filing as Amended by Amendment No. 2 Relating to Changes to Forms U4, U5, and FINRA Rule 8312 2009-05-20T00:00:00-07:00 2009-05-20T00:00:00-07:00 E9-11697 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11697.pdf