<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/19?registers=between Fri, 27 Dec 2024 05:53:59 -0800 Fri, 27 Dec 2024 05:53:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/19?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules To Conform Those Rules With the Prior Marketplace Rules and Make Certain Technical Corrections https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11618.html https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11618.html Tue, 19 May 2009 00:00:00 -0700 E9-11618 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11618.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11617.html https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11617.html Tue, 19 May 2009 00:00:00 -0700 E9-11617 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11617.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc. https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11609.html https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11609.html Tue, 19 May 2009 00:00:00 -0700 E9-11609 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11609.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11608.html https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11608.html Tue, 19 May 2009 00:00:00 -0700 E9-11608 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11608.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto To Amend Trade Reporting Rules To Require a Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11607.html https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11607.html Tue, 19 May 2009 00:00:00 -0700 E9-11607 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11607.pdf